Capital Markets & Securities Regulation

July 22, 2021
Recently, we have seen an explosion in the number of different digital tokens/cryptocurrency/personal digital money. Investor interest is at an all-time high in what some call digital currency and others, including the SEC, call securities.
June 01, 2021
The cannabis industry has traditionally relied on handshake agreements in favor of written agreements. The reason for this is that the advice from criminal defense attorneys, prior to legalization, was to avoid paperwork which could assist law enforcement in prosecutions.
April 14, 2021
On March 29, 2021, the U.S. Tax Court issued a ruling in favor of the IRS that should serve as a potent reminder of the importance of record-keeping for the...
December 02, 2020
How to Invest in Startups Before IPO If you’ve heard that investing in startups before their initial public offering (IPO) can be lucrative, you’ve heard correctly. This article explains how even investors with only $100 can invest in start-ups since the JOBS Act was passed in 2012. How Do You Invest in Pre-IPO Shares? Prior...